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#證監會

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Oct 19Mon
  1. 香港電台·即時本地47

    Wu Qing: Continuing to Deepen Inclusive Reform of Capital Market, Approves Registration of First Batch of 18 Active ETFs

    Securities and Futures Commission of China Chairman Wu Qing said at the 2026 Annual Financial Street Forum that the commission will continue to deepen inclusive reform of the capital market and has approved the registration of the first batch of 18 active ETFs, bringing more incremental capital into the market. He proposed improving the convenience of QFII investment operations and accelerating the inclusion of the RMB stock trading counter and REITs in Stock Connect, while warning that cross-border and cross-market risk transmission warrants high vigilance, and pledging to make every effort to safeguard the security and stability of the capital market.

Oct 16Fri

  2. Translation is not available yet. Showing the Traditional Chinese version.

    政府新聞處·新聞公報15

    政府再度委任包凱及周福安為證監會非執行董事

    財政司司長根據《證券及期貨條例》下由行政長官轉授的權力，再度委任包凱及周福安為證監會非執行董事，任期分別由二○二六年十月二十日和二○二七年一月一日起生效，為期兩年。財經事務及庫務局發言人表示，兩人一直對促進證監會的機構管治事務貢獻良多。

  3. 南華早報·商業60

    Hong Kong Cracks Down on IPO Fraud as Financial Sector Braces for Short-Term Turbulence

    South China Morning Post reports that Hong Kong regulators are cracking down hard on fraud in the initial public offering market, triggering knock-on effects across the financial industry. Sources expect short-term turbulence, with some listing plans scaled back or even cancelled. Financial intermediaries and IPO sponsors are in a "difficult position", having to conduct deeper due diligence to ensure deals are not distorted.

  4. Translation is not available yet. Showing the Traditional Chinese version.

    明報·每日港聞61

    跨國沉香「投資」騙21人1400萬 涉案公司曾帶會員考察種植場 香港拘6人

    警方前日拘捕6人，調查好好好集團（香港）有限公司以沉香樹投資等項目在港騙取至少21人合共1400萬元，有事主2017年已開始參加。涉案計劃包括沉香樹種植、加密貨幣、自動洗車場等標榜高回報項目，證監會同日將該公司列入可疑投資產品警示名單。

Oct 15Thu

  1. Translation is not available yet. Showing the Traditional Chinese version.

    明報·即時港聞66

    警方搗破「沉香樹投資」騙局 至少21人損失1400萬元 6人被捕包括主謀

    警方搗破一個涉「沉香樹投資」的跨國詐騙集團，至少21名市民合共損失1400萬元，6人被捕包括主謀。涉案投資計劃由好好好集團（香港）有限公司（BBB）推出，涵蓋沉香樹種植、加密貨幣及自動洗車場，有事主早於2017年已受騙。證監會昨日（14日）已將涉案公司列入可疑投資產品警示名單。

Oct 14Wed

  1. Translation is not available yet. Showing the Traditional Chinese version.

    政府新聞處·新聞公報34

    立法會四題：打擊非法網上賭博活動

    財經事務及庫務局局長許正宇在立法會表示，金管局及證監會將推動業界應用人工智能等科技，提升交易監察系統偵測非法博彩交易的能力。平和基金自二○二○年起優先撥款資助預防網上賭博活動，過往三年傀儡戶口洗黑錢的拘捕、檢控及定罪統計載於附件。參與非法賭博最高可判罰款五萬元及監禁九個月，推廣非法賭博最高罰款五百萬元及監禁七年。

  2. Translation is not available yet. Showing the Traditional Chinese version.

    明報·每日經濟59

    證監會揭露IPO操縱集團「枱底數」分配製造虛假成交量

    證監會首次揭露新股IPO操縱集團的「搭雞棚」手法，指上市申請人與投資者以未經披露的「枱底數」安排集中分配股份，以維持市值或製造成交量。當局指有關行為涉嫌作出虛假、具誤導性或不完整的披露，削弱價格發現機制並損害市場誠信。

  3. 明報·每日經濟51

    SFC Urges Sponsors and Intermediaries to Stay Vigilant and Report Any Concerns

    The Securities and Futures Commission uncovered "chicken-coop" rigging in new listings, involving "under-the-table" arrangements to artificially inflate initial public offering (IPO) demand and manipulate post-listing trading. The regulator urged sponsors, overall coordinators and capital market intermediaries to remain vigilant, make further enquiries if they have concerns, and promptly report to the Securities and Futures Commission and Hong Kong Exchanges and Clearing (0388).

  4. Translation is not available yet. Showing the Traditional Chinese version.

    明報·每日經濟67

    證監會凍結逾46億元打擊新股操縱集團 涉茶百道天聚地合 1個月勒令3企停牌

    證監會凍結兩個涉嫌操縱新股的集團大批戶口共逾46億元，金額打破歷來紀錄。首個集團涉茶百道（2555）2024年上市新股的人為操縱，證監會昨日開市前勒令其停牌；第二個集團涉天聚地合（2479）新股欺詐計劃，相關集團亦涉及撥康視雲（2592），為1個多月內第三次運用法定權力停牌。

Oct 13Tue
  1. 證監會·新聞稿54

    Securities and Futures Commission takes action against suspected IPO manipulation syndicate and suspends trading in Chabaidao shares

    The Securities and Futures Commission announced action against a syndicate suspected of manipulating initial public offerings, and suspended trading in Chabaidao shares. The news was released in an SFC press release; the original text provided only the headline, with the effective time of the trading suspension and details of the action not set out. Specific arrangements are subject to the SFC's announcement.

  3. 明報·每日經濟58

    Securities and Futures Commission consultation conclusions strengthen crackdown on new listing misconduct, amendments expected to take effect in first quarter of 2027

    The Securities and Futures Commission has published consultation conclusions, strengthening targeted tools under the Securities and Futures (Stock Market Listing) Rules to combat misconduct related to initial public offerings and other corporate misconduct. Subject to the progress of the legislative process, the relevant amendments are expected to take effect in the first quarter of 2027.

Oct 12Mon
  1. 證監會·新聞稿52

    Securities and Futures Commission approves six securities registrars for the upcoming uncertificated securities market regime

    The Securities and Futures Commission has approved six securities registrars for the upcoming uncertificated securities market regime. No full text was attached to the press release; the specific list and arrangements are subject to the SFC's original text, link: https://apps.sfc.hk/edistributionWeb/gateway/TC/news-and-announcements/news/doc?refNo=26PR166

Oct 10Sat
  1. 明報·每日經濟54

    Julia Leung: HKEX to issue consultation paper this quarter on extending cash market trading hours

    Securities and Futures Commission Chief Executive Julia Leung said that Hong Kong Exchanges and Clearing will issue a consultation paper this quarter on extending cash market trading hours, and views from all sectors are welcome. She noted that the extension of trading hours will first be implemented in the derivatives market. She pointed out that the move would help investors respond promptly to global market changes and ensure that Hong Kong maintains its competitive edge.

Oct 9Fri
  1. 南華早報·商業61

    Securities and Futures Commission proposes new round of liquidity reforms to address capital outflows amid US stock rally

    Securities and Futures Commission chief executive Julia Leung proposed a number of market liquidity reforms at the Asifma conference, including extending trading hours and shortening the settlement cycle. The reforms come against a backdrop of rising US stocks and a stronger US dollar, with emerging markets facing pressure from capital outflows.

  2. Translation is not available yet. Showing the Traditional Chinese version.

    明報·每日經濟66

    港交所、證監會及會財局關注核數師僅因持續經營問題發出無法表示意見個案上升

    港交所、證監會和會財局發表聯合聲明，關注核數師僅因「持續經營問題」發出「無法表示意見」的個案持續上升，由2017年的12宗增至2025年的95宗，其中65家持續超過一年，極端個案長達14年。聲明促請上市公司管理層、審核委員會和核數師改善，強調若情況未見顯著改善，聯交所將考慮修訂《上市規則》，規定相關發行人須停牌。

  3. 明報·每日經濟52

    Brokerages visit tourist areas during Golden Week to recruit mainland clients for account opening, with varying strictness in implementing new SFC rules

    The Hong Kong Securities and Futures Commission requires local brokerages to obtain a written declaration when opening accounts for mainland residents, confirming that funds are legitimate offshore funds, and that settlement and fund deposits and withdrawals can only be processed through a qualified bank account in the client's own name. During the "National Day Golden Week", reporters inquired about opening accounts as mainland visitors and found that brokerages varied in how strictly they implemented the new rules, with some not requiring separate signatures and offering no explanation. Promotional staff at several brokerages said only a mainland identity card is needed to open an account, and Hong Kong and US stocks can be traded on the mainland without using a VPN.

Oct 8Thu
  1. 明報·每日經濟54

    Securities and Futures Commission to launch retail fund regulatory optimisation measures next month

    The Securities and Futures Commission announced that it will implement a number of recommendations set out in the consultation conclusions to refine Hong Kong's regulatory regime for SFC-authorised retail funds. The regulatory optimisation measures relating to the Code on Unit Trusts and Mutual Funds are scheduled to take effect in November 2026, with the authorities stating that the measures aim to protect investors and align Hong Kong's regulatory framework with international standards.

Oct 7Wed

  1. Translation is not available yet. Showing the Traditional Chinese version.

    政府新聞處·新聞公報58

    署理財經事務及庫務局局長陳浩濂在立法會就《香港第一個五年規劃》及《施政報告》致謝議案致辭

    署理財經事務及庫務局局長陳浩濂十月七日在立法會就《香港第一個五年規劃》及二○二六年《施政報告》致謝議案合併辯論致辭，提出強化國際金融中心、新增長點及「金融＋」三大方向措施。當中包括金管局與中國人民銀行探討優化貨幣互換協議、推出七天離岸人民幣流動資金投標機制，「債券通」抵押品接受範圍十一月起擴大，並建議由二○二六／二七課稅年度起將第二名及其後子女免稅額由14萬元提高至16萬元。

  2. Translation is not available yet. Showing the Traditional Chinese version.

    政府新聞處·新聞公報45

    立法會十七題：縮短股票現貨市場結算周期

    港交所建議將香港股票現貨市場結算周期由T+2縮短至T+1，最快二○二七年第四季實施，署理財經事務及庫務局局長陳浩濂書面答覆立法會提問。港交所目標於年內發表諮詢總結及實施時間表，並將預留充足準備時間，照顧中小型證券商的系統升級需要。投委會將透過多元平台加強零售投資者教育，港交所亦會設T+1專題網頁發布資料。

  3. 明報·每日經濟61

    Securities and Futures Commission: Hong Kong securities industry net profit rises to $51.7 billion in first half

    The Securities and Futures Commission published the Securities Industry Financial Review report, showing that the Hong Kong securities industry's net profit in the first half rose 21% from the second half of last year to $51.7 billion, an annual increase of 78.88%, benefiting from active market turnover that drove up trading commissions. Over the same period, total expenditure and interest expenses fell 2%, up 17.11% year-on-year to $104.244 billion.

Sept 29Tue
  1. 證監會·新聞稿51

    Securities and Futures Commission reprimands C.T. International Financial Holdings and fines $7 million, temporarily suspends responsible officer's licence

    The Securities and Futures Commission has reprimanded C.T. International Financial Holdings Limited for breaching regulatory requirements, imposed a fine of $7 million and temporarily suspended the licence of its responsible officer. The specific nature of the breaches is not set out in this material; for details, please refer to the original press release from the Securities and Futures Commission. https://apps.sfc.hk/edistributionWeb/gateway/TC/news-and-announcements/news/doc?refNo=26PR158

Sept 25Fri
Sept 8Tue

  1. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿68

    證監會與金管局2025年聯合調查：香港非交易所買賣投資產品銷售升63%至9.9萬億元

    證監會與金管局的2025年聯合調查顯示，香港非交易所買賣投資產品銷售按年飆升63%，創9.9萬億元歷史新高。完成至少一項相關交易的客戶數目升33%至超過160萬名，持牌法團及註冊機構數目升9%至452家。集體投資計劃銷售增長85%，自2020年以來首次超越結構性產品成為最暢銷品類，網上銷售佔總交易額21%。

    Why read this: 調查列出2025年非交易所買賣投資產品的銷售總額與各品類增幅，可核對集體投資計劃自2020年以來首次超越結構性產品的排名變化。

Aug 27Thu

  1. Translation is not available yet. Showing the Traditional Chinese version.

    保監局·新聞稿56

    金管局等四家監管機構聯同數碼港公布GenA.I.沙盒++第一期參與者名單

    金管局、證監會、保監局及積金局聯同數碼港公布第一期GenA.I.沙盒++參與者名單，近100份建議中36個用例獲選，來自30家金融機構和27家技術合作夥伴。第一期重點測試代理式人工智能，涵蓋客戶開戶、支付及保險理賠等流程，今年稍後在數碼港人工智能超算中心開始技術測試。

  2. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿55

    金管局等四監管機構聯同數碼港公布GenA.I.沙盒++首期36個入選用例

    金管局、證監會、保監局及積金局聯同數碼港8月27日公布第一期生成式人工智能GenA.I.沙盒++參與者名單，36個用例獲選，來自30家金融機構和27家技術合作夥伴，今次共收到近100份建議方案。首期重點探討代理式人工智能應用，測試涵蓋客戶開戶、支付、保險理賠及客戶互動等領域的完整流程。獲選者將進駐數碼港人工智能超算中心的專屬平台，於今年稍後開始技術測試。

Aug 17Mon

  1. Translation is not available yet. Showing the Traditional Chinese version.

    港交所·新聞稿51

    香港交易所批准陳翊庭續任集團行政總裁三年

    香港交易所宣布董事會已批准集團行政總裁陳翊庭續約三年，任期由2027年3月1日至2030年2月28日。有關委任已獲證監會根據《證券及期貨條例》第70(1)條批准。主席唐家成指她自2024年初上任以來帶領團隊拓展業務佈局、優化上市制度。

Jul 7Tue

  1. Translation is not available yet. Showing the Traditional Chinese version.

    港交所·新聞稿67

    港交所與金管局、證監會合辦固定收益及貨幣峰會 公布多項債券通及互換通優化措施

    香港交易所與金管局、證監會及債券通公司合辦「香港固定收益及貨幣峰會暨債券通論壇」，逾650名代表出席，並公布多項措施。措施包括共建電子固定收益及貨幣交易平台、擴大債券通南向通涵蓋範圍並提高年度投資額度、將境內債券納入合資格非現金抵押品，互換通新增FDR007參考利率，目標2026年第四季推出。

    Why read this: 峰會公布多項固定收益及貨幣市場措施，逐項列出債券通、互換通及抵押品安排的變化，讀者可核對哪些與自己持有的產品相關。

  2. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿71

    金管局聯同人民銀行與證監會宣布支持香港債券及離岸人民幣市場新措施

    金管局聯同人民銀行、香港證監會宣布一系列新措施，支持香港固定收益和貨幣市場及離岸人民幣市場建設。措施包括增加「債券通」（南向通）年度投資淨額度、支持香港交易所於今年8月3日正式推出5年期離岸人民幣國債期貨，金管局人民幣業務資金安排總額度亦於7月10日起由2,000億元人民幣增至5,000億元人民幣。

    Why read this: 公布列明了各項措施的具體安排與生效日期，讀者可核對南向通額度增加及人民幣資金安排由2,000億元增至5,000億元的數字。

  3. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿58

    人民銀行、金管局、證監會聯合公布中國外匯交易中心與港交所共建香港固定收益及貨幣交易平台

    人民銀行、香港金管局和香港證監會聯合公布，歡迎中國外匯交易中心與香港交易所共建香港電子固定收益及貨幣交易平台，以深化兩地金融市場合作。該平台是2025年《固定收益及貨幣市場發展路線圖》的一項重要措施，須立足香港、面向國際市場，遵循國際市場標準並符合香港監管要求。平台推出時間等詳情將適時進一步公布。

Jun 5Fri

  1. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿56

    金管局與證監會就修訂《結算規則》場外衍生工具計算期間發表聯合諮詢總結

    金管局與證監會就將《結算規則》下每年計算期間標準化發表聯合諮詢總結，回應者廣泛支持建議。兩機構計劃進行立法程序，並於2027年3月1日起實施修訂，屆時將每年兩個日曆期間即3月1日至5月31日及9月1日至11月30日指定為計算期間。

May 15Fri

  1. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿51

    跨機構督導小組歡迎首階段轉型金融實務指引 聚焦資訊及通訊科技業

    香港綠色和可持續金融跨機構督導小組歡迎其轉型金融工作組轄下行業工作小組發布首階段報告《調配金融資源以支持科技行業轉型》，該報告只供英文版本。工作小組選定資訊及通訊科技業為首個行業，聚焦機構層面的融資與投資，並識別出該行業機構層面轉型的核心資訊及指標。後續階段報告將涵蓋經濟活動層面的投融資，以及盡責治理與參與方面的工作。

Mar 5Thu
  1. 保監局·新聞稿60

    Hong Kong Monetary Authority, Securities and Futures Commission, Insurance Authority and Mandatory Provident Fund Schemes Authority join forces to launch GenA.I. Sandbox++, expanding to multiple financial sectors

    The Hong Kong Monetary Authority, Securities and Futures Commission, Insurance Authority and Mandatory Provident Fund Schemes Authority, together with Cyberport, announced the launch of GenA.I. Sandbox++, covering banking, securities and capital markets, asset and wealth management, insurance, the Mandatory Provident Fund and stored value payment instruments. The initiative focuses on risk management, anti-fraud and customer experience, with participating institutions receiving regulatory guidance, technical support, and free access to GPU computing resources at the Cyberport Artificial Intelligence Supercomputing Centre.

    Why read this: The announcement sets out the financial sectors covered by the sandbox and the supercomputing centre GPU resources available for free use, allowing readers to check whether their own business falls within scope.

  2. 金管局·新聞稿65

    Hong Kong Monetary Authority, Securities and Futures Commission and four regulators join forces with Cyberport to launch GenA.I. Sandbox++

    The Hong Kong Monetary Authority, Securities and Futures Commission, Insurance Authority and Mandatory Provident Fund Schemes Authority, together with Cyberport, announced the launch of GenA.I. Sandbox++, extending the 2024 GenA.I. Sandbox to banking, securities, insurance, MPF and stored value payment facilities. The initiative focuses on risk management, anti-fraud and customer experience, with participating institutions able to obtain regulatory guidance and free GPU computing resources.

    Why read this: The plan expands the sandbox to multiple financial sectors, with participating institutions able to obtain regulatory guidance and Cyberport's free GPU computing resources, allowing readers to understand the support available when applying.

Jan 30Fri

  1. Translation is not available yet. Showing the Traditional Chinese version.

    保監局·新聞稿50

    綠色和可持續金融跨機構督導小組公布2026至2028年策略重點

    綠色和可持續金融跨機構督導小組召開第十二次會議，訂立2026至2028年策略重點，圍繞鞏固及深化香港可持續金融中心、拓展新興領域兩大支柱。措施包括加強可持續披露生態圈、透過香港促進可持續資金跨境流動、擴大轉型金融規模及支持氣候適應金融。會上同時檢視《香港可持續披露路線圖》實施情況及可持續核證進展，聯席主席為證監會行政總裁梁鳳儀與金管局總裁余偉文。

  2. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿53

    綠色和可持續金融跨機構督導小組公布2026至2028年策略重點

    綠色和可持續金融跨機構督導小組於1月29日召開第十二次會議，訂立2026至2028年策略重點，鞏固香港作為可持續金融中心的角色。重點包括加強可持續披露生態圈、擴展跨境可持續金融市場，並拓展轉型金融及氣候適應金融。

Jan 29Thu

  1. Translation is not available yet. Showing the Traditional Chinese version.

    金管局·新聞稿49

    金管局與證監會就場外衍生工具《結算規則》下的標準計算期間進行聯合諮詢

    金管局與證監會1月29日就《結算規則》下的標準計算期間發表聯合諮詢文件，建議自2027年3月1日起一次過指定每年的計算期間。根據建議，《結算規則》將修訂為每年兩個日曆期間（3月1日至5月31日及9月1日至11月30日）為計算期間。相關人士可於2026年2月27日或之前提交意見。

Dec 11Thu
  1. 金管局·新聞稿62

    Hong Kong Monetary Authority and Securities and Futures Commission join forces in enforcement; Bank J. Safra Sarasin censured and fined HK$10.85 million

    The Securities and Futures Commission censured Bank J. Safra Sarasin and fined it HK$10.85 million, finding that between January 2015 and December 2020 it had shortcomings in product due diligence, record-keeping and delayed reporting. The investigation followed the bank's self-report and a referral from the Hong Kong Monetary Authority. The bank failed to keep due diligence records for 141 bonds, and complaints from clients of 351 products will be handled under enhanced complaint-handling procedures.

    Why read this: The press release sets out the period of the breaches, the number of bonds involved and the amount of the fine, allowing readers to check how each shortfall corresponds to the disciplinary action.

Nov 13Thu
  1. 金管局·新聞稿63

    Hong Kong Monetary Authority launches Ensemble TX, moving Ensemble Project into pilot phase to support real transactions with tokenised deposits

    The Hong Kong Monetary Authority announced the launch of Ensemble TX, formally moving the Ensemble Project into the pilot phase to support real transaction settlement of tokenised deposits and digital assets. The initial focus is on transactions in tokenised money market funds, with cross-bank settlement conducted initially through the Hong Kong dollar Real-Time Gross Settlement (RTGS) system, and it will continue to operate throughout 2026, progressively upgrading to 24/7 settlement in tokenised central bank money. The Hong Kong Monetary Authority and the Securities and Futures Commission said they will continue to work together to promote practical applications of tokenisation technology.

    Why read this: Results from the sandbox launched in August 2024 have now been upgraded to real transactions, allowing readers to understand the settlement methods and 2026 timetable of the pilot phase.