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#證監會

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Oct 19Mon
  1. 香港電台·即時本地47

    Wu Qing: Continuing to Deepen Inclusive Reform of Capital Market, Approves Registration of First Batch of 18 Active ETFs

    Securities and Futures Commission of China Chairman Wu Qing said at the 2026 Annual Financial Street Forum that the commission will continue to deepen inclusive reform of the capital market and has approved the registration of the first batch of 18 active ETFs, bringing more incremental capital into the market. He proposed improving the convenience of QFII investment operations and accelerating the inclusion of the RMB stock trading counter and REITs in Stock Connect, while warning that cross-border and cross-market risk transmission warrants high vigilance, and pledging to make every effort to safeguard the security and stability of the capital market.

Oct 16Fri
  2. 南華早報·商業60

    Hong Kong Cracks Down on IPO Fraud as Financial Sector Braces for Short-Term Turbulence

    South China Morning Post reports that Hong Kong regulators are cracking down hard on fraud in the initial public offering market, triggering knock-on effects across the financial industry. Sources expect short-term turbulence, with some listing plans scaled back or even cancelled. Financial intermediaries and IPO sponsors are in a "difficult position", having to conduct deeper due diligence to ensure deals are not distorted.

Oct 14Wed

  1. Translation is not available yet. Showing the Traditional Chinese version.

    明報·每日經濟59

    證監會揭露IPO操縱集團「枱底數」分配製造虛假成交量

    證監會首次揭露新股IPO操縱集團的「搭雞棚」手法，指上市申請人與投資者以未經披露的「枱底數」安排集中分配股份，以維持市值或製造成交量。當局指有關行為涉嫌作出虛假、具誤導性或不完整的披露，削弱價格發現機制並損害市場誠信。

  2. 明報·每日經濟51

    SFC Urges Sponsors and Intermediaries to Stay Vigilant and Report Any Concerns

    The Securities and Futures Commission uncovered "chicken-coop" rigging in new listings, involving "under-the-table" arrangements to artificially inflate initial public offering (IPO) demand and manipulate post-listing trading. The regulator urged sponsors, overall coordinators and capital market intermediaries to remain vigilant, make further enquiries if they have concerns, and promptly report to the Securities and Futures Commission and Hong Kong Exchanges and Clearing (0388).

  3. Translation is not available yet. Showing the Traditional Chinese version.

    明報·每日經濟67

    證監會凍結逾46億元打擊新股操縱集團 涉茶百道天聚地合 1個月勒令3企停牌

    證監會凍結兩個涉嫌操縱新股的集團大批戶口共逾46億元，金額打破歷來紀錄。首個集團涉茶百道（2555）2024年上市新股的人為操縱，證監會昨日開市前勒令其停牌；第二個集團涉天聚地合（2479）新股欺詐計劃，相關集團亦涉及撥康視雲（2592），為1個多月內第三次運用法定權力停牌。

Oct 13Tue
  2. 明報·每日經濟58

    Securities and Futures Commission consultation conclusions strengthen crackdown on new listing misconduct, amendments expected to take effect in first quarter of 2027

    The Securities and Futures Commission has published consultation conclusions, strengthening targeted tools under the Securities and Futures (Stock Market Listing) Rules to combat misconduct related to initial public offerings and other corporate misconduct. Subject to the progress of the legislative process, the relevant amendments are expected to take effect in the first quarter of 2027.

Oct 10Sat
  1. 明報·每日經濟54

    Julia Leung: HKEX to issue consultation paper this quarter on extending cash market trading hours

    Securities and Futures Commission Chief Executive Julia Leung said that Hong Kong Exchanges and Clearing will issue a consultation paper this quarter on extending cash market trading hours, and views from all sectors are welcome. She noted that the extension of trading hours will first be implemented in the derivatives market. She pointed out that the move would help investors respond promptly to global market changes and ensure that Hong Kong maintains its competitive edge.

Oct 9Fri
  1. 南華早報·商業61

    Securities and Futures Commission proposes new round of liquidity reforms to address capital outflows amid US stock rally

    Securities and Futures Commission chief executive Julia Leung proposed a number of market liquidity reforms at the Asifma conference, including extending trading hours and shortening the settlement cycle. The reforms come against a backdrop of rising US stocks and a stronger US dollar, with emerging markets facing pressure from capital outflows.

  2. 明報·每日經濟52

    Brokerages visit tourist areas during Golden Week to recruit mainland clients for account opening, with varying strictness in implementing new SFC rules

    The Hong Kong Securities and Futures Commission requires local brokerages to obtain a written declaration when opening accounts for mainland residents, confirming that funds are legitimate offshore funds, and that settlement and fund deposits and withdrawals can only be processed through a qualified bank account in the client's own name. During the "National Day Golden Week", reporters inquired about opening accounts as mainland visitors and found that brokerages varied in how strictly they implemented the new rules, with some not requiring separate signatures and offering no explanation. Promotional staff at several brokerages said only a mainland identity card is needed to open an account, and Hong Kong and US stocks can be traded on the mainland without using a VPN.

Oct 8Thu
  1. 明報·每日經濟54

    Securities and Futures Commission to launch retail fund regulatory optimisation measures next month

    The Securities and Futures Commission announced that it will implement a number of recommendations set out in the consultation conclusions to refine Hong Kong's regulatory regime for SFC-authorised retail funds. The regulatory optimisation measures relating to the Code on Unit Trusts and Mutual Funds are scheduled to take effect in November 2026, with the authorities stating that the measures aim to protect investors and align Hong Kong's regulatory framework with international standards.

Oct 7Wed
  1. 明報·每日經濟61

    Securities and Futures Commission: Hong Kong securities industry net profit rises to $51.7 billion in first half

    The Securities and Futures Commission published the Securities Industry Financial Review report, showing that the Hong Kong securities industry's net profit in the first half rose 21% from the second half of last year to $51.7 billion, an annual increase of 78.88%, benefiting from active market turnover that drove up trading commissions. Over the same period, total expenditure and interest expenses fell 2%, up 17.11% year-on-year to $104.244 billion.

Aug 17Mon

  1. Translation is not available yet. Showing the Traditional Chinese version.

    港交所·新聞稿51

    香港交易所批准陳翊庭續任集團行政總裁三年

    香港交易所宣布董事會已批准集團行政總裁陳翊庭續約三年，任期由2027年3月1日至2030年2月28日。有關委任已獲證監會根據《證券及期貨條例》第70(1)條批准。主席唐家成指她自2024年初上任以來帶領團隊拓展業務佈局、優化上市制度。

Jul 7Tue

  1. Translation is not available yet. Showing the Traditional Chinese version.

    港交所·新聞稿67

    港交所與金管局、證監會合辦固定收益及貨幣峰會 公布多項債券通及互換通優化措施

    香港交易所與金管局、證監會及債券通公司合辦「香港固定收益及貨幣峰會暨債券通論壇」，逾650名代表出席，並公布多項措施。措施包括共建電子固定收益及貨幣交易平台、擴大債券通南向通涵蓋範圍並提高年度投資額度、將境內債券納入合資格非現金抵押品，互換通新增FDR007參考利率，目標2026年第四季推出。

    Why read this: 峰會公布多項固定收益及貨幣市場措施，逐項列出債券通、互換通及抵押品安排的變化，讀者可核對哪些與自己持有的產品相關。

Jun 11Sun

  1. Translation is not available yet. Showing the Traditional Chinese version.

    財政司司長網誌47

    由啟動港股雙櫃台交易說起

    港交所將於本月19日推出港幣-人民幣雙櫃台模式交易，首批24隻股份可分別以港幣或人民幣買賣，合共佔港股日均成交量約四成。目前已有9個交易所參與者獲授雙櫃台莊家牌照，以降低港元與人民幣櫃台之間的價格差異，同時提高人民幣櫃台的流動性。